Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clara Zaya | 4631410 | 3 | 07/23/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Bryan Alan Hummel | 4603340 | 2 | 03/17/2023 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Roger Escobar | 2306908 | 3 | 05/09/2018 | Customer Dispute | Denied | $13,574.10 | $0.00 | See FINRA Report |
| Haim Shepes | 1797326 | 1 | 09/05/2017 | Customer Dispute | Denied | $6,012.95 | $0.00 | See FINRA Report |
| James P Mustard | 1361797 | 1 | 10/30/2015 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| James Michael Adgar | 4734751 | 3 | 08/10/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aaron L Cruz | 5950067 | 1 | 12/16/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Graham McMurray Clement | 1025061 | 3 | 06/06/2014 | Customer Dispute | Denied | $5,500.00 | $0.00 | See FINRA Report |
| David Allen Goss | 2674354 | 1 | 01/02/2013 | Customer Dispute | Denied | $6,704.80 | $0.00 | See FINRA Report |
| Brent William Carroll | 2087733 | 5 | 12/06/2010 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |