Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darryl J Adams | 2638125 | 1 | 08/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terence Owen Smith | 4343726 | 1 | 10/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ross Lopez | 4068954 | 3 | 01/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Jeffery Heller | 2422929 | 2 | 10/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Casey Allen Weihert | 6399890 | 2 | 07/12/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ross Lopez | 4068954 | 3 | 06/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ross Lopez | 4068954 | 3 | 06/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Jean McClure | 2465951 | 4 | 05/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brent William Carroll | 2087733 | 5 | 02/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Jean McClure | 2465951 | 4 | 02/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |