Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planmember Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Antonio L. Betancourt | 7228714 | 1 | 05/22/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Henry Baniel Whitney | 7065517 | 1 | 03/16/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Mitchell Desroches | 6450958 | 1 | 07/08/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steve Utama Sarwono | 5496629 | 1 | 03/31/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Blake S. Douvros | 7471811 | 1 | 08/27/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sam Farhoumand | 6841448 | 2 | 07/17/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sam Farhoumand | 6841448 | 2 | 05/24/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roxanne Melendez | 6803718 | 1 | 01/06/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob W. Baker | 7598000 | 1 | 01/28/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gina Claire Evins | 6993928 | 3 | 01/26/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |