Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Todd Bilitz | 2214828 | 9 | 03/08/2024 | Customer Dispute | Settled | $8,489.81 | $0.00 | See FINRA Report |
| Michael Alan Citron | 1374797 | 2 | 10/31/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Cary Edward Urich | 2132001 | 4 | 07/11/2022 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Krikor Demirjian | 4212275 | 6 | 12/29/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Gar Blake McCray | 1368968 | 1 | 02/24/2021 | Customer Dispute | Settled | $1,898,820.00 | $0.00 | See FINRA Report |
| Kenneth John Arellano | 2660786 | 4 | 11/05/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Harry Applebaum | 1628443 | 10 | 07/30/2018 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Christopher Edward McClure | 2289844 | 4 | 01/02/2018 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Daniel Hyman Morris | 1046760 | 5 | 03/31/2017 | Customer Dispute | Settled | $961,681.00 | $0.00 | See FINRA Report |
| Stephen Jay Kaufman | 2386637 | 4 | 09/20/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |