Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Scott Debono | 2882335 | 3 | 07/03/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Todd Walker | 2368039 | 4 | 05/02/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Regina Villacorte Frias | 2748727 | 4 | 05/02/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Alan Citron | 1374797 | 2 | 03/12/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Michael Murphy | 2638542 | 2 | 02/03/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Michael Murphy | 2638542 | 2 | 08/19/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas James Kachel | 2336099 | 1 | 12/31/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth John Arellano | 2660786 | 4 | 09/20/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michelle Argero Malacinski | 5306077 | 1 | 08/30/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Martin-Noboru Ward | 5587522 | 1 | 07/06/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |