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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Peter Christopher Cook1626293109/30/2022Customer DisputeClosed-No Action$1,601,530.00$0.00See FINRA Report
Michael Damian Evans2132020303/18/2015Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Hunter Davidson Brownlie2349976204/01/2011Customer DisputeClosed-No Action$29,000.00$0.00See FINRA Report
Jack Chite1160338103/20/2000Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Albert Michael D'Amato2630045209/18/1999Customer DisputeClosed-No Action$25,000.00$0.00See FINRA Report

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