Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Scott Debono | 2882335 | 3 | 05/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Scott Debono | 2882335 | 3 | 05/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Harry Applebaum | 1628443 | 10 | 01/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tammy Rose Taylor | 6337854 | 3 | 07/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Edward McClure | 2289844 | 4 | 07/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Michael Scholler | 3230132 | 10 | 12/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tammy Rose Taylor | 6337854 | 3 | 11/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Patrick Stewart | 3238753 | 1 | 09/27/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tammy Rose Taylor | 6337854 | 3 | 08/03/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Michael Scholler | 3230132 | 10 | 04/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |