Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Diana C Palmieri | 2889428 | 1 | 02/08/2024 | Customer Dispute | Pending | $99,999.00 | $0.00 | See FINRA Report |
| Janet T Doherty | 2073278 | 3 | 01/11/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Krikor Demirjian | 4212275 | 6 | 01/03/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Peter Gregory Hawkins | 1211621 | 6 | 05/03/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Henry Johnson | 1312422 | 6 | 05/01/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Peter Gregory Hawkins | 1211621 | 6 | 04/10/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter Gregory Hawkins | 1211621 | 6 | 03/14/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gregory John Mistovich | 823724 | 3 | 11/20/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |