Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Luther Bodin | 4319074 | 1 | 01/31/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Thomas Hu | 2777141 | 1 | 05/04/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Richard Laliberte | 3003191 | 1 | 09/25/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Janet T Doherty | 2073278 | 3 | 06/04/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Albert Michael D'Amato | 2630045 | 2 | 10/20/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lisa Marie Chasse | 7092286 | 1 | 10/03/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stuart Taylor Valentine | 1646981 | 3 | 01/28/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |