Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Scott Debono | 2882335 | 3 | 07/03/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Todd Walker | 2368039 | 4 | 05/02/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Regina Villacorte Frias | 2748727 | 4 | 05/02/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Alan Citron | 1374797 | 2 | 03/12/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Todd Bilitz | 2214828 | 9 | 03/08/2024 | Customer Dispute | Settled | $8,489.81 | $0.00 | See FINRA Report |
| Diana C Palmieri | 2889428 | 1 | 02/08/2024 | Customer Dispute | Pending | $99,999.00 | $0.00 | See FINRA Report |
| Janet T Doherty | 2073278 | 3 | 01/11/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Krikor Demirjian | 4212275 | 6 | 01/03/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Michael Alan Citron | 1374797 | 2 | 10/31/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Kenneth John Arellano | 2660786 | 4 | 10/17/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |