Our Staff has compiled our research into a database of FINRA Broker Disclosures for Saxony Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Denton | 5765062 | 1 | 01/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Andrew Klaas | 5561030 | 3 | 02/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Andrew Klaas | 5561030 | 3 | 01/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Andrew Klaas | 5561030 | 3 | 01/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sanford Graham Simmons | 1018907 | 1 | 07/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |