Our Staff has compiled our research into a database of FINRA Broker Disclosures for Saxony Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Joseph Fox | 6905239 | 1 | 01/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Conrad Bates | 6347290 | 1 | 09/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sanford Graham Simmons | 1018907 | 3 | 07/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent John Klein | 6405729 | 5 | 03/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent John Klein | 6405729 | 5 | 03/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent John Klein | 6405729 | 5 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent John Klein | 6405729 | 5 | 02/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent John Klein | 6405729 | 5 | 02/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sanford Graham Simmons | 1018907 | 3 | 08/09/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sanford Graham Simmons | 1018907 | 3 | 08/09/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |