Our Staff has compiled our research into a database of FINRA Broker Disclosures for Saxony Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Virgil Alvis Folden | 1067585 | 2 | 10/22/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Robert Charles Larios | 2470331 | 1 | 10/27/2020 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Bradford Lee Watt | 2565438 | 1 | 02/06/2020 | Customer Dispute | Settled | $5,250.00 | $0.00 | See FINRA Report |
| Donald Holt Despain | 1443333 | 1 | 05/18/2018 | Customer Dispute | Settled | $498,047.00 | $0.00 | See FINRA Report |
| Lloyd Douglas Hodgin | 2954267 | 5 | 11/09/2015 | Customer Dispute | Settled | $2,160,500.00 | $0.00 | See FINRA Report |
| Patrick W Monahan | 5839545 | 1 | 04/17/2013 | Customer Dispute | Settled | $12,091.00 | $0.00 | See FINRA Report |
| Lloyd Douglas Hodgin | 2954267 | 5 | 10/05/2012 | Customer Dispute | Award / Judgment | $0.00 | $30,000.00 | See FINRA Report |
| Gareth John Vaughan Evans | 2535299 | 7 | 05/01/2012 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Gareth John Vaughan Evans | 2535299 | 7 | 12/16/2011 | Customer Dispute | Settled | $105,774.00 | $0.00 | See FINRA Report |
| Gareth John Vaughan Evans | 2535299 | 7 | 12/16/2011 | Customer Dispute | Settled | $79,089.00 | $0.00 | See FINRA Report |