Our Staff has compiled our research into a database of FINRA Broker Disclosures for Saxony Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Denton | 5765062 | 1 | 01/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lloyd Douglas Hodgin | 2954267 | 5 | 03/07/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Andrew Klaas | 5561030 | 3 | 02/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Andrew Klaas | 5561030 | 3 | 01/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Andrew Klaas | 5561030 | 3 | 01/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sanford Graham Simmons | 1018907 | 1 | 07/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Virginia Frances Thompson | 1834046 | 3 | 08/05/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Brickhaus | 4200081 | 2 | 03/02/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Allan Romano | 4831446 | 1 | 07/27/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy William Elafros | 1955654 | 1 | 07/21/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |