Our Staff has compiled our research into a database of FINRA Broker Disclosures for Saxony Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gavin Marshall Langley | 5658413 | 1 | 02/12/2024 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Daniel Denton | 5765062 | 1 | 01/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Virgil Alvis Folden | 1067585 | 2 | 10/22/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Lloyd Douglas Hodgin | 2954267 | 5 | 03/07/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jamel Gordon | 5410346 | 1 | 03/02/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua Andrew Klaas | 5561030 | 3 | 02/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Andrew Klaas | 5561030 | 3 | 01/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Andrew Klaas | 5561030 | 3 | 01/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Larios | 2470331 | 1 | 10/27/2020 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Bradford Lee Watt | 2565438 | 1 | 02/06/2020 | Customer Dispute | Settled | $5,250.00 | $0.00 | See FINRA Report |