Our Staff has compiled our research into a database of FINRA Broker Disclosures for Saxony Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Charles Larios | 2470331 | 1 | 10/27/2020 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Gene Alvin Brehm | 2815437 | 1 | 10/22/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Edward Tolbert | 833765 | 9 | 08/05/2004 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jon Delmar Pinckney | 3093630 | 3 | 02/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon Delmar Pinckney | 3093630 | 3 | 01/05/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |