Our Staff has compiled our research into a database of FINRA Broker Disclosures for Saxony Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd William Carle | 2251895 | 1 | 04/06/2009 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Mark David Aigner | 2645924 | 3 | 12/07/2007 | Customer Dispute | Closed-No Action | $44,000.00 | $0.00 | See FINRA Report |
| Virgil Alvis Folden | 1067585 | 2 | 12/19/2003 | Customer Dispute | Closed-No Action | $5,815.00 | $0.00 | See FINRA Report |