Our Staff has compiled our research into a database of FINRA Broker Disclosures for Saxony Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jamel Gordon | 5410346 | 1 | 03/02/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Robert Cunningham | 850999 | 3 | 01/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark David Aigner | 2645924 | 3 | 04/23/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel John Leonetti | 3162654 | 1 | 07/17/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gareth John Vaughan Evans | 2535299 | 7 | 01/23/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary L Shumate | 4520199 | 1 | 08/12/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leigh Edwin Borage | 4142502 | 1 | 04/22/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter van Lam | 2577814 | 1 | 12/22/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Brickhaus | 4200081 | 2 | 09/28/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Edward Tolbert | 833765 | 9 | 06/25/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |