Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Lawrence Mieras | 2850648 | 4 | 03/22/2024 | Customer Dispute | Settled | $114,000.00 | $0.00 | See FINRA Report |
| Richard Lawrence Lane | 5196009 | 2 | 01/21/2021 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Brad Richard Small | 3173556 | 2 | 01/04/2021 | Customer Dispute | Settled | $24,750.00 | $0.00 | See FINRA Report |
| Joseph Shawn McGuire | 4500913 | 2 | 11/16/2020 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Thomas James Finnegan | 1004425 | 1 | 09/09/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Xavier Clemente Felipe | 2024428 | 1 | 03/12/2020 | Customer Dispute | Settled | $93,531.20 | $0.00 | See FINRA Report |
| Donald Joseph Savino | 1405800 | 2 | 02/22/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Grant Brown | 810068 | 3 | 12/15/2017 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| John Patrick Bryant | 3202048 | 2 | 11/07/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Lawrence Polansky | 4580954 | 2 | 11/07/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |