Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Victor Nicolich | 1193936 | 1 | 09/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edmund Damien Tschopp | 2338163 | 1 | 10/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Sultan | 835415 | 1 | 10/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |