Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brett David Shofner | 2723338 | 3 | 06/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francis Paul Mitchell | 1334998 | 6 | 02/11/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert William Toth | 1726633 | 11 | 03/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Larry Bernard Hughes | 2262709 | 1 | 03/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert William Toth | 1726633 | 11 | 11/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Murdock Green | 3259483 | 4 | 04/24/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Murdock Green | 3259483 | 4 | 06/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vincent Brent Davis | 2408951 | 3 | 02/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert William Toth | 1726633 | 11 | 12/19/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Orland Gruss | 3119676 | 1 | 02/11/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |