Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard Jeffrey Douglas | 1043662 | 3 | 10/24/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Lawrence Mieras | 2850648 | 4 | 07/21/2023 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Timothy James Bodner | 1523944 | 6 | 01/22/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anubhav Mullick | 6084500 | 1 | 12/06/2017 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Joseph Andrew Coluccelli | 1001493 | 2 | 08/23/2017 | Customer Dispute | Denied | $53,480.00 | $0.00 | See FINRA Report |
| Jay Howell Moyer | 2219076 | 1 | 11/08/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brian David Wright | 4482649 | 2 | 10/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francis Paul Mitchell | 1334998 | 6 | 05/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howard Dale Rothstein | 1553260 | 1 | 05/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Ira Gilberg | 1037710 | 1 | 10/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |