Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard Jeffrey Douglas | 1043662 | 3 | 08/15/2024 | Customer Dispute | Pending | $42,000.00 | $0.00 | See FINRA Report |
| Robert Thomas Crothers | 1648677 | 2 | 07/19/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Steven Frederick McNeilly | 5614719 | 1 | 07/05/2024 | Customer Dispute | Pending | $450,000.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 09/05/2018 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Lawrence John Mieras | 1088179 | 1 | 06/09/2017 | Customer Dispute | Pending | $499,366.00 | $0.00 | See FINRA Report |