Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adrian Evan Young | 4584675 | 2 | 05/13/2020 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John William Murphy | 1374449 | 2 | 09/10/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Benedeti | 2520794 | 2 | 03/21/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 12/20/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Victor Nicolich | 1193936 | 1 | 09/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| V Cullen Kempson | 1280887 | 2 | 05/05/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edmund Damien Tschopp | 2338163 | 1 | 10/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Armando Fernandez | 3079602 | 6 | 06/02/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kelli Anne Lyons-Stevens | 4032665 | 2 | 05/18/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dustin Tylor Aiguier | 4872987 | 6 | 01/12/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |