Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Edward Ricciardi | 7113749 | 1 | 10/09/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Howard Jeffrey Douglas | 1043662 | 3 | 11/30/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Patrick Bryant | 3202048 | 2 | 02/27/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Lawrence Polansky | 4580954 | 2 | 02/27/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Joseph Savino | 1405800 | 2 | 03/30/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| V Cullen Kempson | 1280887 | 2 | 06/14/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kelli Anne Lyons-Stevens | 4032665 | 2 | 01/05/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dustin Tylor Aiguier | 4872987 | 6 | 06/03/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Grodko | 1269926 | 3 | 12/11/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Michael Matisi | 2650170 | 3 | 06/18/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |