Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brett Michael Bacon | 6080375 | 3 | 01/15/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Richard Dambola | 2816480 | 7 | 09/09/2015 | Customer Dispute | Settled | $860,000.00 | $0.00 | See FINRA Report |
| Kurt Richard Supe | 4154773 | 3 | 07/28/2015 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Kurt Richard Supe | 4154773 | 3 | 02/20/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Herbert Britton | 4515040 | 3 | 07/16/2010 | Customer Dispute | Settled | $355,000.00 | $0.00 | See FINRA Report |
| Kurt Richard Supe | 4154773 | 3 | 03/27/2008 | Customer Dispute | Settled | $10,600.00 | $0.00 | See FINRA Report |
| Edward Franklin Camp | 2052301 | 4 | 05/11/2004 | Customer Dispute | Settled | $40,500.00 | $0.00 | See FINRA Report |
| William Edward Breagy | 2260295 | 9 | 07/09/2002 | Customer Dispute | Settled | $10,387.30 | $0.00 | See FINRA Report |
| William Edward Breagy | 2260295 | 9 | 11/12/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Edward Breagy | 2260295 | 9 | 11/09/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |