Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brett Michael Bacon | 6080375 | 3 | 04/22/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pietro Joseph Passalacqua | 2299676 | 4 | 04/11/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John D Kampen | 5486541 | 1 | 02/14/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |