Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Michael Marburger | 5164477 | 2 | 11/17/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Dambola | 2816480 | 7 | 09/06/2012 | Customer Dispute | Closed-No Action | $48,000.00 | $0.00 | See FINRA Report |
| Robert Herbert Britton | 4515040 | 3 | 04/30/2010 | Customer Dispute | Closed-No Action | $26,640.00 | $0.00 | See FINRA Report |
| Daryl Glen Phillips | 4262531 | 1 | 03/03/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Edward Breagy | 2260295 | 9 | 03/24/2003 | Customer Dispute | Closed-No Action | $12,790.80 | $0.00 | See FINRA Report |
| Richard Dambola | 2816480 | 7 | 07/03/2002 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |