Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gene Earl Griffin | 1637650 | 1 | 07/20/2024 | Customer Dispute | Pending | $71,000.00 | $0.00 | See FINRA Report |
| Jack D Brannan | 4905999 | 1 | 07/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher M Rockey | 5504531 | 1 | 09/13/2022 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Daniel Ballister | 5526340 | 1 | 06/22/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brett Michael Bacon | 6080375 | 3 | 05/25/2022 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Paul Martin Betenbaugh | 5222485 | 3 | 09/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Paul Forgrave | 4472948 | 19 | 03/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Paul Forgrave | 4472948 | 19 | 03/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Paul Forgrave | 4472948 | 19 | 03/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Paul Forgrave | 4472948 | 19 | 01/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |