Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Dennis Clark | 1047496 | 2 | 07/06/2001 | Customer Dispute | Award / Judgment | $1,000,000.00 | $182,000.00 | See FINRA Report |
| Mickey Lee Owens | 1437001 | 5 | 08/31/1993 | Customer Dispute | Award / Judgment | $0.00 | $40,000.00 | See FINRA Report |