Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gene Earl Griffin | 1637650 | 1 | 07/20/2024 | Customer Dispute | Pending | $71,000.00 | $0.00 | See FINRA Report |
| Christopher M Rockey | 5504531 | 1 | 09/13/2022 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Brett Michael Bacon | 6080375 | 3 | 05/25/2022 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Ricky L Bain | 4525494 | 1 | 03/19/2019 | Customer Dispute | Denied | $237,500.00 | $0.00 | See FINRA Report |
| Brett Michael Bacon | 6080375 | 3 | 01/15/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Paul Andrew Lapointe | 1768549 | 1 | 09/01/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kyle Michael Marburger | 5164477 | 2 | 11/17/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn McDaniel | 5147268 | 1 | 11/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Dambola | 2816480 | 7 | 09/09/2015 | Customer Dispute | Settled | $860,000.00 | $0.00 | See FINRA Report |
| Kurt Richard Supe | 4154773 | 3 | 07/28/2015 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |