Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Ballister | 5526340 | 1 | 06/22/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dawn Leclaire Walker | 1264422 | 1 | 08/02/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kyle Michael Marburger | 5164477 | 2 | 12/27/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Russell Brian Beasley | 3230076 | 2 | 02/05/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Martin Robert Shapiro | 727804 | 1 | 06/26/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Del Hatfield | 1100583 | 1 | 01/19/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Otto Everett Ray | 3112191 | 1 | 04/28/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Edward Breagy | 2260295 | 9 | 06/28/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Gray | 2429926 | 2 | 03/01/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Pietro Joseph Passalacqua | 2299676 | 4 | 12/19/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |