Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Paul Jergens | 4770771 | 3 | 01/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Paul Jergens | 4770771 | 3 | 07/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Markeith Anthoni Rowley | 4163141 | 1 | 07/14/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Paul Jergens | 4770771 | 3 | 03/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua A Tanata | 6218164 | 2 | 11/21/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elaina Marie Evans | 7691456 | 1 | 06/16/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Thomas Pailing | 5042829 | 1 | 10/31/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Colon | 2877142 | 5 | 05/27/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Colon | 2877142 | 5 | 01/08/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |