Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Grant D Walker | 7554788 | 1 | 09/15/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Patrick J Greenlaw | 6380356 | 1 | 01/05/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Monica Rose Lostumbo | 6996130 | 1 | 02/17/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Eric Einar Hansen | 4988395 | 1 | 11/01/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Monica Nicole Striplin | 5038202 | 1 | 02/02/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Javier Enrique Lucero | 5417803 | 1 | 01/25/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Marcus Delwin Dusenbury | 3081199 | 2 | 03/01/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Spencer Douglas Crow | 5819393 | 1 | 08/23/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Juan Carlos Suarez | 2101109 | 2 | 11/20/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jennifer Ann MacCannon | 5670597 | 1 | 09/30/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |