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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 10 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Grant D Walker7554788109/15/2017CriminalFinal Disposition$0.00$0.00See FINRA Report
Patrick J Greenlaw6380356101/05/2012CriminalFinal Disposition$0.00$0.00See FINRA Report
Monica Rose Lostumbo6996130102/17/2007CriminalFinal Disposition$0.00$0.00See FINRA Report
Eric Einar Hansen4988395111/01/2002CriminalFinal Disposition$0.00$0.00See FINRA Report
Monica Nicole Striplin5038202102/02/2000CriminalFinal Disposition$0.00$0.00See FINRA Report
Javier Enrique Lucero5417803101/25/1999CriminalFinal Disposition$0.00$0.00See FINRA Report
Marcus Delwin Dusenbury3081199203/01/1996CriminalFinal Disposition$0.00$0.00See FINRA Report
Spencer Douglas Crow5819393108/23/1995CriminalFinal Disposition$0.00$0.00See FINRA Report
Juan Carlos Suarez2101109211/20/1990CriminalFinal Disposition$0.00$0.00See FINRA Report
Jennifer Ann MacCannon5670597109/30/1980CriminalFinal Disposition$0.00$0.00See FINRA Report

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