Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter V Fleming | 6491578 | 1 | 08/03/2021 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Keith Thomas Truex | 2524122 | 1 | 05/02/2016 | Customer Dispute | Denied | $12,675.00 | $0.00 | See FINRA Report |
| Loran Scott Coffman | 1678917 | 4 | 12/15/2011 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Kevin Joseph Colleran | 3195675 | 1 | 10/08/2010 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Shawn David Keller | 2286581 | 1 | 07/20/2010 | Customer Dispute | Denied | $9,700.00 | $0.00 | See FINRA Report |
| Douglas Bradley Custer | 2423737 | 1 | 01/15/2010 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Darrin Richard Wolff | 2401672 | 1 | 11/17/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Raymond Ferngren | 4179863 | 1 | 10/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aaron Christian Mulvaney | 2383085 | 1 | 04/04/2008 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Ashley Sheena Zephir | 4774673 | 1 | 08/07/2007 | Customer Dispute | Denied | $6,130.00 | $0.00 | See FINRA Report |