Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Colon | 2877142 | 5 | 11/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel George Gimmelli | 5453053 | 1 | 12/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Colon | 2877142 | 5 | 06/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Antonino Mazzola | 4227548 | 1 | 05/21/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua A Tanata | 6218164 | 2 | 11/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alvin Keith Crosby | 5412764 | 1 | 03/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert M Aceves | 5648811 | 1 | 08/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Suarez | 2101109 | 2 | 12/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel R Humphrey Jr | 5015590 | 2 | 04/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel R Humphrey Jr | 5015590 | 2 | 03/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |