Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert William Barbuto | 4576201 | 1 | 08/22/2022 | Customer Dispute | Settled | $54,531.10 | $0.00 | See FINRA Report |
| Peter V Fleming | 6491578 | 1 | 08/03/2021 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Loran Scott Coffman | 1678917 | 4 | 09/17/2019 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Keith Thomas Truex | 2524122 | 1 | 05/02/2016 | Customer Dispute | Denied | $12,675.00 | $0.00 | See FINRA Report |
| Jesse Alan Wilson | 2932213 | 1 | 12/26/2013 | Customer Dispute | Settled | $285,000.00 | $0.00 | See FINRA Report |
| Michael James Gavin | 1816450 | 1 | 05/07/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Loran Scott Coffman | 1678917 | 4 | 12/15/2011 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Marcus Delwin Dusenbury | 3081199 | 2 | 10/11/2011 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Douglas James Ulrich | 4480586 | 1 | 04/18/2011 | Customer Dispute | Settled | $36,004.00 | $0.00 | See FINRA Report |
| Jeffrey David Whitmer | 2927446 | 1 | 01/28/2011 | Customer Dispute | Settled | $50,054.50 | $0.00 | See FINRA Report |