Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ashley Lauren Kremhelmer | 5525567 | 1 | 07/23/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert William Barbuto | 4576201 | 1 | 08/22/2022 | Customer Dispute | Settled | $54,531.10 | $0.00 | See FINRA Report |
| Christopher Colon | 2877142 | 5 | 11/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Andrew Varian | 5322696 | 1 | 08/11/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter V Fleming | 6491578 | 1 | 08/03/2021 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Daniel George Gimmelli | 5453053 | 1 | 12/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alaine Danielle MacDougall | 5961069 | 1 | 11/18/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Loran Scott Coffman | 1678917 | 4 | 09/17/2019 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Christopher Colon | 2877142 | 5 | 06/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Antonino Mazzola | 4227548 | 1 | 05/21/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |