Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Loran Scott Coffman | 1678917 | 4 | 06/21/2010 | Customer Dispute | Closed-No Action | $1,500,000.00 | $0.00 | See FINRA Report |
| Peter Charles Holliday | 4594849 | 1 | 02/23/2009 | Customer Dispute | Closed-No Action | $15,236.00 | $0.00 | See FINRA Report |
| Octavio Saenz Torres | 2517804 | 2 | 12/11/2008 | Customer Dispute | Closed-No Action | $25,220.00 | $0.00 | See FINRA Report |
| Christopher Colon | 2877142 | 5 | 02/17/2004 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Michelle Vincent Muhammed | 4290958 | 1 | 04/11/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Raymond Palmer | 2546710 | 2 | 10/09/1998 | Customer Dispute | Closed-No Action | $13,392.00 | $0.00 | See FINRA Report |