| 09-00211 | 05/25/2010 | Claimant(s): Florian Zgunea, Hampshire Trust Ltd.
Claimant Lawyers(s): Florian Calin Zgunea
Respondent(s): Tradestation Securities.
Respondent Lawyers(s): Steven M. Greenbaum
Arbitrator(s): Catherine Ladnier, Martin A. Edelstein, Leona Beane
Hearing Site: New York, NY
|  | $0 |
| 09-02243 | 04/21/2010 | Claimant(s): Green Family Holdings
Claimant Lawyers(s): Stephen Hochhauser
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Frank M. Suttell, Linda Yarden, Leona Beane
Hearing Site: New York, NY
| | $0 |
| 09-03826 | 02/12/2010 | Claimant(s): Dennis Frye
Claimant Lawyers(s): Dennis A. Frye
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Christine M. Hanna
Arbitrator(s): Leona Beane
Hearing Site: Raleigh, NC
| | $5,425 |
| 08-01521 | 06/26/2009 | Claimant(s): Theodore Kunz
Claimant Lawyers(s): Theodore C Kunz
Respondent(s): Abel/Noser Corp.
Respondent Lawyers(s): David M. Sobel
Arbitrator(s): Jettie K. Thomas, Leona Beane, Nancy S. Gerber
Hearing Site: New York, NY
| | |
| 08-00085 | 02/05/2009 | Claimant(s): Stephen Grayer
Claimant Lawyers(s): Stephen B. Grayer
Respondent(s): Robert Malin, Steven Malin, A.B. Watley Direct., A.B. Watley., Integrated Clearing Solutions.
Respondent Lawyers(s): Janice M. Johnson
Arbitrator(s): Joseph J. Arata, Leona Beane
Hearing Site: New York, NY
| | |
