Potomac Analytics' Logo

FINRA Awards for Karla Y. Vogel

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0150205/04/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James L. Komie
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Irving M. Shlesinger, Karla Y. Vogel, David Blair Sinyard
Hearing Site: Atlanta, GA
09-0722904/21/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jordan D. Weinreich
Respondent(s): David Pressly
Respondent Lawyers(s): David Pressly
Arbitrator(s): David M. Snyder, Karla Y. Vogel, Reid P. Conklin
Hearing Site: Atlanta, GA
08-0479706/09/2009Claimant(s): Est. of Barbara D. Whitener, by Susan Pa
Claimant Lawyers(s): Susan W. Parker
Respondent(s): Wachovia Securities, Jason Haney
Respondent Lawyers(s): Alan Rafterman
Arbitrator(s): Karla Y. Vogel
Hearing Site: Atlanta, GA
Checkmark Icon$3,996
07-0341608/07/2008Claimant(s): Sonia Moriarty
Claimant Lawyers(s): Sonia L Moriarty
Respondent(s): Edward Jones
Respondent Lawyers(s): Kimber Monroe
Arbitrator(s): Karla Y. Vogel
Hearing Site: Atlanta, GA
Checkmark Icon$0

14 Results

Display: