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FINRA Awards for Boca Raton, FL

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Displaying 1,331-1,334 out of 1,334 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0033309/10/2007Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Jerad Rissler
Respondent(s): Jason Blum
Respondent Lawyers(s): Jason H. Blum
Arbitrator(s): Lanny M. Leff, John Uustal, Raymond W. Snow
Hearing Site: Boca Raton, FL
06-0400708/27/2007Claimant(s): Capital Growth Financial
Claimant Lawyers(s): Delmer C. Gowing
Respondent(s): Keith Gerr
Respondent Lawyers(s): Keith Gerr
Arbitrator(s): Arthur J. Leibell, Gary M. Landau, Walter John Chesney
Hearing Site: Boca Raton, FL
06-0518308/13/2007Claimant(s): Linda Hale
Claimant Lawyers(s): Neil B. Solomon
Respondent(s): OptionsXpress.
Respondent Lawyers(s): Hillary Victor
Arbitrator(s): Bernard A. Taub, Kevin S. Doty, Allen Robin
Hearing Site: Boca Raton, FL
Checkmark Icon$175,000
06-0002008/03/2007Claimant(s): Mary Morford
Claimant Lawyers(s): Chandra Parker Doucette
Respondent(s): Lauren Ferrante, L&M Financial Services
Respondent Lawyers(s): Lauren A. Ferrante
Arbitrator(s): Richard W. Epstein
Hearing Site: Boca Raton, FL
Checkmark Icon$175

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