FINRA Awards for Gregory G. Gocek

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Displaying 41-45 out of 45 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-03496	06/12/2015	Claimant(s): Darryl Moskowitz Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL		$300
12-01720	04/02/2013	Claimant(s): Norman Hoffberg Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL		Expungement
12-01553	10/17/2012	Claimant(s): Kenneth Volz, Nancy Volz Claimant Lawyers(s): Kenneth H. Volz, Nancy M. Volz Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL		$0
11-00374	03/15/2012	Claimant(s): Norma Wawrzyniak Claimant Lawyers(s): Benjamin Lapin Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL		Expungement
11-04236	12/28/2011	Claimant(s): David McAllister, McAllister Family Trust A, McAllister Family Trust B Claimant Lawyers(s): Diane A. Nygaard Respondent(s): Anthony Salino, Lynn Schultz, Mercer Capital, Ltd. Respondent Lawyers(s): Anthony John Salino, Company President, Lynn Gordon Schultz Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL		$0