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FINRA Awards for IMS Securities.

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0306406/28/2012Claimant(s): Karen Stallard, Lambert Stallard
Claimant Lawyers(s): Jan Graham
Respondent(s): Jackie Wadsworth, Richard Childs, IMS Securities.
Respondent Lawyers(s): Casey W. Jones
Arbitrator(s): Ralph B. Perry
Hearing Site: Las Vegas, NV
Checkmark IconExpungement
10-0055604/10/2012Claimant(s): Marty Timpano
Claimant Lawyers(s): David W. Miller
Respondent(s): Jason Harrison, IMS Securities.
Respondent Lawyers(s): David A. Carp, J. Randle Henderson
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
Checkmark Icon$81,637
10-0511702/23/2012Claimant(s): Kay Dunn, Joseph Charles MacCabe III
Claimant Lawyers(s): Joseph C. MacCabe, Kay M. Dunn
Respondent(s): Byron Preuss, Russell Childs, Cambridge Legacy Securities LLC, IMS Securities.
Respondent Lawyers(s): Brian A. Carlis, J. Randle Henderson
Arbitrator(s): Sherry R. Wetsch, William R. Jonson, Mary Esther Escobedo
Hearing Site: Houston, TX
Checkmark Icon$30,000

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