Potomac Analytics' Logo

FINRA Awards for J.P. Morgan Clearing Corp.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0356112/23/2009Claimant(s): Racetrac Petroleum.
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management.
Respondent Lawyers(s): Gabrielle Gould
Arbitrator(s): Anne H. Orr, Jerome Jack Shure, Kenneth Alexander Campbell
Hearing Site: Atlanta, GA
Checkmark Icon$3,431,890
04-0499907/11/2008Claimant(s): Richard Bennett
Claimant Lawyers(s): John J. Hopkins
Respondent(s): J.P. Morgan Clearing Corp., Matthew Pickett
Respondent Lawyers(s): John C. Allen
Arbitrator(s): Patrick Lanier, William B. Madden, Harry J Saginaw
Hearing Site: Dallas, TX
Checkmark IconStipulated Award and Expungement
02-0002801/24/2008Claimant(s): Richard Almeroth
Claimant Lawyers(s): Richard D. Almeroth
Respondent(s): J.P. Morgan Clearing Corp.
Respondent Lawyers(s): Arlene Semaya
Arbitrator(s): N. John Garcia
Hearing Site: Charlotte, NC
Checkmark Icon$0
03-0228908/13/2007Claimant(s): Sandra Murray, Charles G. & Sandra Murray Living Trus
Claimant Lawyers(s): Sandra Murray
Respondent(s): Andrew Fairchild, J.P. Morgan Clearing Corp., A.G. Edwards & Sons., Ronald Kabat, PMG Securities Corporation
Respondent Lawyers(s): Andrew J. Fairchild, Henry Wang, Jeffrey W. Coverdell, Ronald S. Kabat
Arbitrator(s): Robin Lynn Berry, Jonathan H. Krotinger, Bradley C. Mitchell
Hearing Site: San Francisco, CA
Checkmark Icon$0

14 Results

Display: