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FINRA Awards for Diane Getzler

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Displaying 11-16 out of 16 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0419103/23/2010Claimant(s): David Pichler
Claimant Lawyers(s): Leonard B. Pack
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Katrina L. Baker
Arbitrator(s): Diane Getzler, Catherine Ladnier, Alejandro Miguel Garro
Hearing Site: New York, NY
08-0417405/04/2009Claimant(s): Alice Talisse and Richard Talisse
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Diane Getzler
Hearing Site: New York, NY
Checkmark Icon$163
08-0273302/26/2009Claimant(s): OptionsHouse.
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Robert Taddeo
Respondent Lawyers(s): Robert Taddeo
Arbitrator(s): Diane Getzler
Hearing Site: Hartford, CT
Checkmark Icon$0
07-0359210/22/2008Claimant(s): Gregory Eagan
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Richard B. Palmer
Arbitrator(s): Diane Getzler, Judith E. Gross, Toby Susan DeSimone
Hearing Site: New York, NY
07-0192804/14/2008Claimant(s): Edward A. Sandor, IRA, Rita D. Sandor
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela Turiano
Arbitrator(s): Diane Getzler, Terrence H. Fraser, Sheri J. Caplan
Hearing Site: Hartford, CT
Checkmark Icon$0
07-0135911/02/2007Claimant(s): Michael and Helene Sabin, IRA
Claimant Lawyers(s): M. David Sayid
Respondent(s): Basic Investors Inc.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Diane Getzler
Hearing Site: New York, NY
Checkmark Icon$213

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