| 08-03717 | 10/28/2009 | Claimant(s): Suzanne Stadler-D'vir, JTLG Corp., Stonehouse Equities.
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Alice Solomon, Timothy Daly
Respondent Lawyers(s): Chad N. Cagan, Timothy James Daly
Arbitrator(s): Vicki Z. Holleman, Susan C. Lushing, Rebecca A. Novak
Hearing Site: New York, NY
|  | $70,000 |
| 06-00458 | 01/18/2008 | Claimant(s): Joseph Stewart
Claimant Lawyers(s): Hollis Gonerka Bart
Respondent(s): McKim Capital.
Respondent Lawyers(s): Gregory P. Vidler
Arbitrator(s): Vicki Z. Holleman, Robert E. Holley, John E. Frary
Hearing Site: New York, NY
| | |
| 05-05856 | 01/15/2008 | Claimant(s): Advest.
Claimant Lawyers(s): Michael J. Fortunato
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Katherine C. Helzer
Arbitrator(s): William J. Crowe, Vicki Z. Holleman, Richard S. Peskin
Hearing Site: New York, NY
| | |
| 05-06503 | 12/28/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Jennifer Woods-Burke
Respondent(s): Michael Friedman
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Vicki Z. Holleman, Robert Manfredo, Linda S. Cole
Hearing Site: New York, NY
| | |
