FINRA Awards for UBS Financial Services Inc. Of PR

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Displaying 51-60 out of 160 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-03186	05/21/2021	Claimant(s): James Ugobono Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
20-03240	05/18/2021	Claimant(s): Xavier Aguayo Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
19-02088	05/13/2021	Claimant(s): Eugenia Fidalgo Gutierrez, Mercedes Fidalgo Gutierrez, Fidalgo Gutierrez Holding Corp. Claimant Lawyers(s): Francisco A. Feliu Nigaglioni Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Peter S. Fruin, Roberto C. Quinones Arbitrator(s): Marni E. Byrum, Dwayne E. Clark, William D. Goren Hearing Site: San Juan, PR		$4,806,610
20-02458	05/07/2021	Claimant(s): Orlando Perez, Viviana Perez Cordero Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
20-00858	03/15/2021	Claimant(s): William Serralles Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Seth L. Finkel Hearing Site: San Juan, PR
20-03657	03/12/2021	Claimant(s): Jose Chaves Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
20-02248	03/09/2021	Claimant(s): Karen Vargas Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey Medina Velez Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR
20-01856	02/18/2021	Claimant(s): RICARDO EBOLI-KODESH Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
20-02264	01/25/2021	Claimant(s): Angel Canabal Claimant Lawyers(s): Sonia M. Lopez del Valle Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
18-02235	12/21/2020	Claimant(s): Carlos Scarano Garcia Claimant Lawyers(s): Walter J. Mathews Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Keith Olin, Peter Fruin, Roberto C. Quinones Arbitrator(s): Richard Carl Smukler, Basheera-Alia James, Robert Stewart Barney Hearing Site: San Juan, PR		Settlement