| 09-05113 | 11/14/2011 | Claimant(s): Ian Harrison, Margaret Harrison, Harrison Family Trust
Claimant Lawyers(s): Patrick Baldwin
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
|  | $0 |
| 11-01149 | 09/01/2011 | Claimant(s): Fred Holczer
Claimant Lawyers(s): Fred W. Holczer
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Mitchell B. Goldberg
Hearing Site: Cleveland, OH
| | $925 |
| 10-03046 | 08/30/2011 | Claimant(s): Jason Coles
Claimant Lawyers(s): Christine A. Page
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Larry Haugaard, Neil S. Jasper, Steven A. Wawra
Hearing Site: Los Angeles, CA
| | |
| 10-03240 | 02/07/2011 | Claimant(s): Delayne Sigerman, Michael Sigerman
Claimant Lawyers(s): Michael Sigerman
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Raymond C. Kerr
Hearing Site: Houston, TX
| | $0 |
| 10-02096 | 12/16/2010 | Claimant(s): Vicki Williams
Claimant Lawyers(s): Vicki R Williams
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Patricia B. Lehtola
Hearing Site: Dallas, TX
| | $0 |
| 10-02927 | 12/08/2010 | Claimant(s): Michael Gora
Claimant Lawyers(s): Michael Gora
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ
| | $17,302 |
| 09-02955 | 11/18/2009 | Claimant(s): Mary Hessler, Michael Hessler
Claimant Lawyers(s): Alan R. Perry
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Frederick Ramos
Hearing Site: Minneapolis, MN
| | $8,213 |
| 08-00259 | 03/09/2009 | Claimant(s): Jonathan Zarate
Claimant Lawyers(s): Jason A. Richardson
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Anthony William (Bill) Kashouty, Lawrence R. Maxwell, Larry N. Quinn
Hearing Site: Dallas, TX
| | $37,118 |
| 07-01805 | 10/25/2007 | Claimant(s): H.D. Vest Investment Securities.
Claimant Lawyers(s): Thomas F. Kopshever
Respondent(s): Charles Van Dyke, Van Dyke Family Trust
Respondent Lawyers(s): Charles R. Van Dyke
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $0 |
