Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-01889 | 11/02/2010 | Claimant(s): Andrew Wasa, Henry Ferry Claimant Lawyers(s): Pamela D. Ferry Respondent(s): Securities America., Sandra Snyder Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): James D. Knotter Hearing Site: San Diego, CA | ||
| 09-06682 | 07/07/2010 | Claimant(s): Securities America. Claimant Lawyers(s): Kelly R. Davis Respondent(s): Kenneth Osborn Respondent Lawyers(s): Kenneth Vernond Osborn Arbitrator(s): Thanayi J. Lindsey Hearing Site: Los Angeles, CA | ||
| 08-00302 | 10/17/2008 | Claimant(s): Curtis Harold Traylor Claimant Lawyers(s): Curtis H Traylor Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX |  | $603 |
| 07-02930 | 04/30/2008 | Claimant(s): William Kling Claimant Lawyers(s): William Kling Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): A. Keith Logue Hearing Site: Birmingham, AL | | $0 |
| 07-02659 | 03/12/2008 | Claimant(s): Todd Meldrum Claimant Lawyers(s): Todd Meldrum Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | | $88 |
| 07-02260 | 01/18/2008 | Claimant(s): Anna I. Young Roth IRA, Frederick E. Young Roth IRA, Frederick and Anna Young Joint Tenants Claimant Lawyers(s): Benjamin B. Siegel Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): Ronald L. Cameron Hearing Site: Los Angeles, CA | | $0 |
| 07-01827 | 12/07/2007 | Claimant(s): Betty Jean Davis IRA Claimant Lawyers(s): Betty Jean Davis Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): F. Richard Middaugh Hearing Site: Helena, MT | | $0 |