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FINRA Awards for William H. Fleece

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0584202/17/2011Claimant(s): Bob Starnes, The Starnes Family Trust dated 6/25/96
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): William H. Fleece, Nicholas G. Dukas, Andrea Bailey
Hearing Site: Tampa, FL
Checkmark Icon$131,000
09-0035710/30/2009Claimant(s): James W. Lyman and Judith Lyman
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Paul Marshall
Respondent Lawyers(s): Paul Marshall
Arbitrator(s): William H. Fleece, Ronald A. Isackson, David C. Matthews
Hearing Site: Tampa, FL
Checkmark IconExpungement
07-0098702/01/2008Claimant(s): Joan Reid, Lawrence Juette, Linda Shirar, Lois Salaun, Richard McDonald, Roger Spinks, Stephen Salaun, Estate of Gary Driftmeyer, Timothy Drenth & Karen Driftmyer Drent, Joan B. Reid Rev. Living Tust dtd 10/02
Claimant Lawyers(s): Nicholas J. Taldone
Respondent(s): Joseph Karcagi, Robert Humak
Respondent Lawyers(s): Joseph Karcagi, Robert Humak
Arbitrator(s): William H. Fleece, Fred A. Forbes, Brendan M. Murphy
Hearing Site: Tampa, FL
Checkmark Icon$348,447
07-0102712/21/2007Claimant(s): Margaret Welch
Claimant Lawyers(s): Margaret Ann Welch
Respondent(s): Morgan Stanley DW Inc., Robert Glover
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Charles R. Tindell, William H. Fleece, Elwood Henry Weilage
Hearing Site: Orlando, FL
Checkmark Icon$0

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